Archive Consultation Responses
Financial Services Authority
2010
Response to CP10/20: Improving the auditor’s report on client assets
Response to FSA Policy Statement 10/18 Revising the Competence and Ethics
Response to FSA Policy Statement 10/20
Response to CP 10/21: Consumer Complaints
APCIMS response to CP 10/27 Implementing CRD3 Requirements on the disclosure of remuneration
CP10/22 : Quarterly Consultation / Chapter 5 : RDR – Adviser Charging changes
CP10/22: Quarterly Consultation
CP10/19: Revising the Remuneration Code
CP10/14: Delivering the RDR - Professionalism
CP 10/12 Competence and Ethics
CP10/09 - Enhancing the Client Assets Sourcebook
CP 10/7: Taping - Removing the Mobile Phone Exemption
FSA CP 10/11 Implementing aspects of the Financial Services Act 2010
DP 10/02 - Platforms: Delivering the RDR and other issues for discussion
DP10/1: FOS, FSA and OFT: consumer complaints (emerging risks and mass claims)
CP09/31 - Delivering the Retail Distribution Review
CP09/30 - Capital Planning Buffers ("CPB")
CP09/29 - Strengthening Capital Standards 3
CP09/26 - Regulatory fees and levies: policy proposals for 2010/11